SEBI Disclosures
SEBI’s mandatory disclosure requirement on all ‘Investment Adviser’ websites.
This page contains all the regulatory disclosures required to be displayed on the website.
To learn more about this, you can view the SEBI Circular here
SEBI REGISTRATION DETAILS
Ravi Saraogi | RIA No: INA200013983 |
Reg. Type: Individual | Validity: Perpetual
Reg. address: New no. 12, 1A, Ramaniyam Dhwani, 7th Cross Street, Besant Nagar, Chennai – 600090
REGULATORY COMPLAINTS DISCLOSURE
Southern Regional Office,
7th Floor, 756-L,
Anna Salai,
Chennai – 600002.
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below.
Investors can first contact the intermediary in case of complaints, in our case through the get started page.
The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.
Data as of last month ending : Mar 31, 2024
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
| Total | 0 | 0 | 0 | 0 | 0 | 0 | |
| 1 | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI – SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of monthly disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
| 1 | Apr-24 | 0 | 0 | 0 | 0 |
| 2 | May-24 | 0 | 0 | 0 | 0 |
| 3 | Jun-24 | 0 | 0 | 0 | 0 |
| 4 | Jul-24 | 0 | 0 | 0 | 0 |
| 5 | Aug-24 | 0 | 0 | 0 | 0 |
| 6 | Sep-24 | 0 | 0 | 0 | 0 |
| 7 | Oct-24 | 0 | 0 | 0 | 0 |
| 8 | Nov-24 | 0 | 0 | 0 | 0 |
| 9 | Dec-24 | 0 | 0 | 0 | 0 |
| 10 | Jan-24 | – | – | – | – |
| 11 | Feb-24 | – | – | – | – |
| 12 | Mar-24 | – | – | – | – |
| Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of annual disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
| 1 | 2020-21 | 0 | 0 | 0 | 0 |
| 2 | 2021-22 | 0 | 0 | 0 | 0 |
| 3 | 2022-23 | 0 | 0 | 0 | 0 |
| Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
SEBI Investor Charter
Investor Charter_Annexure-A_Page1
Investor Charter_Annexure-A_Page2
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