SEBI Disclosures
SEBI’s mandatory disclosure requirement on all ‘Investment Adviser’ websites.
This page contains all the regulatory disclosures required to be displayed on the website.
To learn more about this, you can view the SEBI Circular here
SEBI REGISTRATION DETAILS
Ravi Saraogi | RIA No: INA200013983 |
BASL Membership no: 1152
Reg. Type: Individual | Validity: Perpetual
Reg. address: New no. 12, 1A, Ramaniyam Dhwani, 7th Cross Street, Besant Nagar, Chennai – 600090
“Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors”
Overseas Towers, 756 L,
Anna Salai Service Ln,
Anna Salai, Thousand Lights,
Chennai, Tamil Nadu 600002
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below.
Investors can first contact the intermediary in case of complaints, in our case through the get started page.
The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.
Grievance Redressal / Escalation Matrix
| Details of designation | Contact Person Name | Address where the physical address location | Contact No. | Email-ID | Working hours when complainant can call |
| Customer Care | 10 AM to 1 PM and afternoon 2 PM to 5 PM (Monday to Friday; except public holidays) |
||||
| Head of Customer Care | same as above-mentioned | ||||
| Compliance Officer | same as above-mentioned | ||||
| CEO | same as above-mentioned | ||||
| Principal Officer | same as above-mentioned |
Data as of last month ending : Nov 30, 2024
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
| Total | 0 | 0 | 0 | 0 | 0 | 0 | |
| 1 | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI – SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of monthly disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
| 1 | Apr-24 | 0 | 0 | 0 | 0 |
| 2 | May-24 | 0 | 0 | 0 | 0 |
| 3 | Jun-24 | 0 | 0 | 0 | 0 |
| 4 | Jul-24 | 0 | 0 | 0 | 0 |
| 5 | Aug-24 | 0 | 0 | 0 | 0 |
| 6 | Sep-24 | 0 | 0 | 0 | 0 |
| 7 | Oct-24 | 0 | 0 | 0 | 0 |
| 8 | Nov-24 | 0 | 0 | 0 | 0 |
| 9 | Dec-24 | – | – | – | – |
| 10 | Jan-25 | – | – | – | – |
| 11 | Feb-25 | – | – | – | – |
| 12 | Mar-25 | – | – | – | – |
| Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Trend of annual disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
| 1 | 2021-22 | 0 | 0 | 0 | 0 |
| 2 | 2022-23 | 0 | 0 | 0 | 0 |
| 3 | 2023-24 | 0 | 0 | 0 | 0 |
| Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months/years resolved in the current month/year |
^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Compliance Audit
|
Sr. no |
Financial Year |
Compliance Audit Status |
Remarks, If any |
|
1 |
FY 2022-23 |
Conducted |
NA |
|
2 |
FY 2023-24 |
Conducted |
NA |
SEBI Investor Charter
Investor Charter_Annexure-A_Page1
Investor Charter_Annexure-A_Page2
Investor Charter_Annexure-A_Page3
